Privacy Policy
Reviewed Mar 2023
FACTS
WHAT DOES NEWTON ONE INVESTMENTS LLC DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social security number
- Income
- Account Balances
- Transaction History
- Investment Experience
- Risk Tolerance
How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Newton One Investments LLC chooses to share; and whether you can limit this sharing.
REASONS WE CAN SHARE YOUR PERSONAL INFORMATION
For our everyday business purposes
Such as to process your transactions, maintain your accounts(s) or respond to court orders and legal investigations.
Does Newton One Investments LLC Share?
Yes
Can you limit this sharing?
No
For our marketing purposes
To offer our products and services to you
Does Newton One Investments LLC Share?
No
Can you limit this sharing?
We don’t share
For joint marketing with other financial companies
Does Newton One Investments LLC Share?
No
Can you limit this sharing?
We don’t share
For our affiliates’ everyday business purposes
Information about your transactions and experiences
Does Newton One Investments LLC Share?
No
Can you limit this sharing?
We don’t share
For our affiliates’ everyday business purposes
Information about your creditworthiness
Does Newton One Investments LLC Share?
No
Can you limit this sharing?
We don’t share
For nonaffiliates to market to you
Does Newton One Investments LLC Share?
No
Can you limit this sharing?
We don’t share
Questions?
Contact Scott Snyder
302.731.1326
Email: ssnyder@n1advisors.com
WHAT WE DO
How does Newton One Investments LLC protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Newton One Investments LLC collect my personal information?
We collect your personal information, for example, when you
- Enter into an investment advisory contract
- Seek financial advice
- Make deposits or withdrawals from your account
- Tell us about your investment or retirement portfolio
- Give us your employment history
We also collect your personal information from others, such as:
- broker-dealers
- account custodians
- or other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit only
- sharing for affiliates’ everyday business purposes—information about your creditworthiness
- affiliates from using your information to market to you
- sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
DEFINITIONS
Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies.
- N/A
Nonaffiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
- Newton One Investments LLC does not share with nonaffiliates so they can market to you.
Joint Marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
- Newton One Investments LLC does not jointly market.